πŸ”’ RIA & Financial Advisor Compliance Audit

EmailMeNow IT Consulting Β· Based in College Station, Texas
Audit Record ID: AUD-5999844B-FEFC-460F-86CE-7DEABD4C5E11 | Generated: 8/24/2026, 6:32:30 AM UTC
Report framed for: RIA & Financial Advisor β€” change industry

Threat examples and compliance framing adjust per vertical. Re-scanning forrestallcpas.com preserves your current scores.

Law FirmAuto DealershipCPA & Tax FirmTitle & Real Estate OfficeRIA & Financial Advisor βœ“Medical & Dental PracticePayroll & HR ProviderLocal Government & School DistrictSmall BusinessNonprofit / Church

πŸ“§ Domain Email Security Analyzer

Enter a domain, URL, or email address to generate a compliance report.

Domain Security Audit: forrestallcpas.com
39%

Overall Compliance Rating

Executive Summary
Critical Risk

forrestallcpas.com has gaps that may weaken protection of nonpublic client information under GLBA and SEC Reg S-P. Prioritize the remediation plan below before relying on this configuration as a defensible posture.

Schedule Remediation
25
Identity & Spoofing
50
Transport Security
100
Email Infrastructure
Microsoft 365 / Exchange
37
Website Security
Stack signal: cloudflare β€” unlock for full sender inventory & header analysis
50
Local Endpoint
Additional scan signals (summary)

πŸ“Š Audit Scoring Methodology

This tool uses a weighted algorithm focused on GLBA and SEC Reg S-P:

πŸ” Sample from the full report β€” DMARC is not fully enforced β€” a primary BEC and wire-fraud vector

Without strict DMARC (p=reject) and SPF (-all), attackers can email clients as your firm:

Unlock the full report for every control β€” MTA-STS, TLS-RPT, DNSSEC, HSTS, CSP, clickjacking, CAA, security.txt, and endpoint risk β€” each with named incidents and remediation steps.

πŸ”“ Credential hygiene checklist β€” unlock in full report

The paid report adds a step-by-step playbook: Have I Been Pwned check (when you audit by email), MFA rollout, password-manager guidance (we suggest Proton Pass), and Microsoft 365 / Google Workspace compromised-credential settings β€” plus our breach-monitoring guide if exposure is found.

πŸ”’

Detailed Threat Analysis Locked

Your infrastructure reveals specific vulnerabilities regarding GLBA and SEC Reg S-P. Unlock the full report to access actionable remediation steps, granular DNS data, and the tools below.

What's included in the full report ($99)

Everything below unlocks immediately after checkoutβ€”no separate subscriptions.

  • Executive summary & risk profile Full score breakdown, risk label, and compliance-focused summary for firm leadership.
  • Granular DNS & email security analysis DMARC tag detail (rua/adkim/aspf), SPF authorized-sender inventory, DKIM delegation probes, BIMI, MTA-STS enforce status with MX cross-check, DNSSEC, TLS-RPT destinations, structured CAA analysis, DNS host/nameserver identity, limited lyncdiscover dangling checks, Certificate Transparency subdomain inventory with current vs ideal subdomain settings, and IPv6 dual-stack readiness β€” each with real-world context where applicable.
  • Website & session security review HSTS, CSP, X-Frame-Options, scored soft checks for X-Content-Type-Options / Referrer-Policy / Permissions-Policy, extended header grid, server stack signals, CMS/AMP fingerprint (paid), security.txt (RFC 9116), and lightweight performance/resilience signals with PageSpeed guidance.
  • Top priority remediation plan Ranked fixes with severity, business impact, and implementation effort for your IT team or vendor.
  • SB 2610 / Reg S-P Relevance Map Technical readiness mapping tied to applicable sector frameworksβ€”supporting evidence, not legal advice.
  • Raw technical evidence Full DNS records, website header gaps, and probe details ready to paste into tickets or provider consoles.
  • AI compliance research links One-click Perplexity and Google searches pre-filled with your audit findings for GLBA and SEC Reg S-P.
  • Credential breach & hygiene checklist HIBP one-click check when you audit by email, plus plain-language steps: rotate reused passwords, enable MFA, adopt a password manager (we suggest Proton Pass), enable compromised-credential detection in Microsoft 365 or Google Workspace, and link to our breach-monitoring guide if exposure is found.
  • Typosquatting & lookalike domain check One-click deep link to EmailMeNow Cybersquat for your audited domain β€” weekly lookalike monitoring for phishing and BEC impersonation domains.
  • Mail Authentication Verifier Paste raw email headers and cross-check SPF, DKIM, and DMARC results against live DNS (DMARC, SPF, DKIM selectors, MTA-STS, TLS-RPT, BIMI) for your audited domain.
  • Favicon & Brand Icon Suite (90-day access) Protected link to favicon.emailmenow.com β€” generate favicon.ico, SVG, Apple touch icon, PWA PNGs, and site.webmanifest for browser tabs, mobile home screens, and inbox branding.
  • Three SB 2610 compliance PDF guides Delivered by email: general cybersecurity guide, Safe Harbor overview, and tiered requirements detailed guide.
  • Print-ready report & fulfillment email Browser access via secure checkout link, plus a branded email with your full report and included resources.
πŸ›‘οΈ
Privacy-Focused Processing: Free scan summaries for a domain are cached for up to six months so we can limit automated re-scans. Paid unlocks, nonprofit fulfillment, and admin requests bypass that window. Payment, email delivery, security logs, and request metadata may be processed by Stripe, Resend, and Cloudflare infrastructure.
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Report prepared by EmailMeNow IT Consulting Β· College Station, Texas Β· (979) 472-3693
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